Securities Exchange Act

Results: 28007



#Item
111Economy / Finance / Money / 76th United States Congress / Investment Advisers Act / Financial services / Financial adviser / U.S. Securities and Exchange Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Securities and Exchange Commission / Broker-dealer / Securities Act

2013 IA Switch Audit Report A Report Summarizing the Missouri Securities Division’s 2013 IA Switch Firm Audit Findings and Associated Suggested Best Practices December 2013 Missouri Securities Division

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Source URL: www.sos.mo.gov

Language: English - Date: 2015-06-09 15:07:56
112Economy / Finance / Money / Systemic risk / Financial markets / Stock market / Security / Money market / Repurchase agreement / U.S. Securities and Exchange Commission / Federal Reserve System / DoddFrank Wall Street Reform and Consumer Protection Act

INVESTMENT GUIDELINES FOR NIAGARA FRONTIER TRANSPORTATION AUTHORITY AND ITS SUBSIDIARIES Section 1. Title These guidelines shall be known as "Guidelines for Investment by the Niagara Frontier Transportation A

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Source URL: www.nfta.com

Language: English - Date: 2016-05-23 09:51:53
113Economy / Finance / Stock market / Business / Corporate finance / SEC filings / Corporate law / English law / Proxy statement / Proxy / Mergers and acquisitions / Securities Act

  As filed with the Securities and Exchange Commission on January 7, 2016  Registration No. SECURITIES AND EXCHANGE COMMISSION  Washington, D.C. 20549 AMENDMENT NO. 1

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Source URL: www.mediageneral.com

Language: English - Date: 2016-03-04 12:09:18
114U.S. Securities and Exchange Commission / SEC filings / 73rd United States Congress / Securities Exchange Act / Stock market / Finance / Securities regulation in the United States / New Deal / Schedule TO / Security / Economy / Securities Act

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-30 11:07:08
115Economy / Finance / U.S. Securities and Exchange Commission / Money / Stock market / 73rd United States Congress / SEC filings / United States securities law / Securities Act / Security / Crowdfunding / Equity crowdfunding

NEW SECTION 830-xNotice Filing Requirements for Federal Crowdfunding Offerings. The following

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Source URL: asc.alabama.gov

Language: English - Date: 2016-07-05 16:29:00
116Finance / Money / Economy / Exchange-traded funds / VanEck / IShares / U.S. Securities and Exchange Commission / SPDR / Index fund / Securities Exchange Act / Securities regulation in the United States / Financial adviser

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-07-15 13:44:14
117Nexstar Broadcasting Group / Television in the United States / Cox Communications / KARK-TV / KTAL-TV

Filed by Nexstar Broadcasting Group, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Media General, Inc. File

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Source URL: www.mediageneral.com

Language: English - Date: 2016-05-02 08:14:15
118Finance / Economy / Money / Financial markets / U.S. Securities and Exchange Commission / Stock market / United States securities law / 73rd United States Congress / BATS Global Markets / Consolidated Tape Association / Securities Exchange Act / Securities regulation in the United States

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-17 17:11:12
119Economy / Finance / Money / Financial markets / Broker-dealer / U.S. Securities and Exchange Commission / Securities Exchange Act / Order / Short

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-30 10:07:06
120U.S. Securities and Exchange Commission / 73rd United States Congress / New Deal / Finance / Securities Act / Economy / Securities Exchange Act / Security / New York Stock Exchange / LIN Media

  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  

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Source URL: www.mediageneral.com

Language: English - Date: 2016-03-04 12:06:22
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